Type of Audit: First Time Audit of New Factory Annual Audit of Existing Factory Audit Date: Name of Evaluator:
Initial Audit Result: Acceptable Have Concern, Violation Rectification Verification months after this audit Unacceptable
FIRST VIOLATION RECTIFICATION VERIFICATION (if applicable)
Verification Date: Name of Evaluator:
Verification Result: Acceptable Have Concern, Second Violation Rectification Verification months after this audit Unacceptable
SECOND VIOLATION RECTIFICATION VERIFICATION (if applicable)
Verification Date:
Name of Evaluator:
Verification Result: Acceptable Have Concern Unacceptable
PRIVILEGED & CONFIDENTIAL INFORMATION TABLE OF CONTENTS Questions I CONCLUSION i - iii
II BACKGROUND A. AUDIT PROCESS 1-5 B. MANUFACTURING LOCATION 6-12 C. RELATIONSHIP HISTORY 13-14 D. WORKFORCE PROFILE 15-20 E. PRODUCTION CAPACITY 21-22
III EMPLOYMENT POLICIES A. WORKER AWARENESS 23-28 B. FACTORY RECORDS 29-31 C. CHILD LABOR 32-38 D. FORCED LABOR 39-45 E. CONTRACT LABOR 46-57 F. HARASSMENT OR ABUSE 58-61 G. DISCIPLINE AND TERMINATION 62-65 H. NONDISCRIMINATION 66-69 I. PREGNANCY 70
IV COMPENSATION AND HOURS A. WORK HOURS 71-77 B. WAGES AND BENEFITS 77-89 C. OVERTIME 90-96 D. PAY PRACTICES 97-100
V HEALTH AND SAFETY A. EMERGENCY EVACUATION AND FIRE SAFETY 101 - 114 B. MEDICAL CARE 115-119 C. SANITATION 120-127 D. WORKING CONDITIONS 128-132 E. PERSONAL PROTECTIVE EQUIPMENT 133-136 F. CHEMICAL SAFETY 137-142 G. EXPLOSIVE HAZARDS 143-146 H. CHILD SAFETY - BROKEN NEEDLE POLICY 147-151
VI DORMITORIES (If not applicable, check Box : ) A. BACKGROUND 152-158 B. EMERGENCY EVACUATION AND FIRE SAFETY 159-167 C. MEDICAL CARE 168-172 D. SANITATION 173-176 E. LIVING CONDITIONS 177-179
